Traductions de „distribution of securities“ dans le dictionnaire anglais » allemand

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distribution of securities SUBST FIN

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distribution of securities

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anglais

Engaged in distribution of securities without filing a prospectus.

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Compensation includes commissions, discounts or other fees or payments of a similar nature, which result from a distribution of securities, regardless of what the payment is called.

www.mondaq.com

An issuer may not advertise or solicit investors directly or indirectly other than to inform them of the proposed distribution of securities and refer them to the registered funding portal.

www.mondaq.com

A distributor is an underwriter, broker, dealer, or other person who participates in the distribution of securities.

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