Traductions de „broker-dealer“ dans le dictionnaire anglais » polonais

broker-dealer SUBST ÉCON

broker-dealer

makler m kursowy

Exemples monolingues (non-vérifiés par l'équipe de rédaction)

anglais

Each broker-dealer firm is required to have its own barriers and to enforce them on its own.

en.wikipedia.org

He also represents securities professionals in their employment disputes with broker-dealer firms.

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In a soft dollar arrangement, the investment manager directs commissions generated by a client's or fund's transactions to a broker-dealer or other trading venue.

en.wikipedia.org

The company is not a registered broker-dealer and thus is not involved in the transfer of funds.

en.wikipedia.org

The net capital in the form of liquid assets of the broker-dealer, however, was not required to be separately escrowed for the exclusive benefit of customers.

en.wikipedia.org

Although many broker-dealers are independent firms solely involved in broker-dealer services, many others are business units or subsidiaries of commercial banks, investment banks or investment companies.

en.wikipedia.org

The broker-dealer adds to this total the amount of any qualifying subordinated debt it owes.

en.wikipedia.org

While there, he practiced in the area of securities law, concentrating in registered investment adviser and broker-dealer registration and compliance matters as well as broker transition and practice management issues.

en.wikipedia.org

At that level, a broker-dealer is prohibited from distributing excess capital to its owner.

en.wikipedia.org

This preliminary amount is the broker-dealer's tentative net capital.

en.wikipedia.org